Mitsubishi UFJ Baillie Gifford Asset Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
- · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Nicholas George Charles Murden
IRN NXM00498
- [FCA CF] Material risk taker (1 Apr 2024 to 12 Jan 2026)
Nicholas Thomas
IRN NXT01086
- [FCA CF] Material risk taker (since 20 Feb 2024)
- [FCA CF] Manager of certification employee (11 Aug 2023 to 25 Feb 2025)
- [FCA CF] Material risk taker (1 Apr 2022 to 10 Jun 2022)
Nicholas Wood
IRN NXW01229
- [FCA CF] Manager of certification employee (since 11 Mar 2025)
- [FCA CF] Material risk taker (since 1 Apr 2022)
Nobuyuki Takeuchi
IRN NXT01151
- CF27 Investment Management (1 Jun 2006 to 22 Mar 2007)
Paul Anthony Faulkner
IRN PAF01090
- CF21 Investment Adviser (22 Jan 2007 to 31 Oct 2007)
Peter Ferguson
IRN PXF00148
- [FCA CF] Material risk taker (since 1 Apr 2022)
Peter Noel David MacKillop Cooke
IRN PNC01015
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Richard Ronald James Burns
IRN RRB01015
- CF1 Director (1 Dec 2001 to 19 Apr 2006)
Richard Stephen McGrail
IRN RSM01055
- [FCA CF] Material risk taker (1 Apr 2022 to 10 Jun 2022)
Robert Taylor Blaikie
IRN RTB01028
- CF16 Significant Mgt (Desgntd Investment Business) (9 May 2002 to 21 Apr 2004)
- CF26 Customer Trading (9 May 2002 to 21 Apr 2004)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.