Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (1 Nov 2007 to 27 May 2011)
- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 30 Apr 2015)
- CF30 Customer (1 Nov 2007 to 30 Apr 2015)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 30 Apr 2015)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
- CF4 Partner (1 Dec 2001 to 30 Apr 2015)
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- CF26 Customer Trading (9 May 2002 to 21 Apr 2004)
- CF16 Significant Mgt (Desgntd Investment Business) (9 May 2002 to 21 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.