Nicholas Thomas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford Overseas Limited

    FRN 121818

    • SMF7 Group Entity Senior Manager (since 15 Sep 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (1 Apr 2021 to 1 Apr 2024)
    • SMF3 Executive Director (30 Oct 2020 to 15 Sep 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2024)
    • CF29 Significant management (4 Jun 2018 to 8 Dec 2019)
    • CF1 Director (15 Jun 2012 to 12 Dec 2013)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Baillie Gifford & Co Limited

    FRN 119179

    • [FCA CF] Material risk taker (since 20 Feb 2024)
    • SMF7 Group Entity Senior Manager (since 1 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Mitsubishi UFJ Baillie Gifford Asset Management Limited

    FRN 145243

    • [FCA CF] Material risk taker (since 20 Feb 2024)
    • [FCA CF] Manager of certification employee (11 Aug 2023 to 25 Feb 2025)
    • [FCA CF] Material risk taker (1 Apr 2022 to 10 Jun 2022)
  • Baillie Gifford & Co

    FRN 142597

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (1 May 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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