Mitsubishi UFJ Baillie Gifford Asset Management Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 4 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
- · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Shintaro Yasuda
IRN SXY01056
- CF2 Non Executive Director (19 Mar 2002 to 27 Jan 2005)
Shinya Kada
IRN SXK01294
- CF2 Non Executive Director (3 Jul 2003 to 25 May 2006)
Shohei Osawa
IRN SXO01340
- CF30 Customer (4 Nov 2013 to 29 Jun 2016)
Shouji Wakita
IRN SXW01224
- CF2 Non Executive Director (1 Dec 2001 to 17 Apr 2002)
Soichiro Fukuoka
IRN SXF01262
- CF27 Investment Management (14 Jun 2003 to 1 Apr 2006)
- CF8 Apportionment and Oversight (14 Jun 2003 to 1 Apr 2006)
- CF1 Director (21 May 2003 to 1 Apr 2006)
- CF3 Chief Executive (21 May 2003 to 1 Apr 2006)
Sonia Black
IRN SXB02702
- CF28 Systems and controls (2 Jan 2013 to 20 Feb 2015)
Stephen Roger Pashley
IRN SRP01121
- [FCA CF] Material risk taker (since 1 Apr 2022)
- CF28 Systems and controls (7 Jan 2013 to 8 Dec 2019)
Stewart William Clark
IRN SWC01024
- CF13 Finance (1 Dec 2001 to 1 May 2004)
Taihei Yuki
IRN TXY01070
- CF2 Non Executive Director (18 Jul 2008 to 25 Jun 2010)
Takashi Kume
IRN TXK01134
- CF2 Non Executive Director (19 Mar 2002 to 31 May 2003)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.