MIT Fiscal Ltd

Date authorised
9 April 2020
Companies House
12114027
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 5, Haviland House
    17 Cobham Road
    Wimborne
    Dorset
    BH21 7PE
    UNITED KINGDOM
    Phone
    +4401202099400
    Web
    https://www.mitfiscal.co.uk

  • Complaints Contact

    Suite 5, Haviland House
    17 Cobham Road
    Wimborne
    Dorset
    BH21 7PE
    UNITED KINGDOM
    Phone
    +4401202099400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Cook

    IRN AXC01535

    • SMF3 Executive Director (since 20 Sep 2025)
  • Brian James Filburn

    IRN BXF23552

    • [FCA CF] Client dealing (9 Apr 2020 to 19 Nov 2021)
    • SMF3 Executive Director (9 Apr 2020 to 19 Nov 2021)
    • [FCA CF] Significant management (9 Apr 2020 to 10 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Apr 2020 to 19 Nov 2021)
  • John Cooper

    IRN JRC01215

    • Responsible for Insurance Distribution (since 11 Mar 2026)
    • SMF16 Compliance Oversight (since 20 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Sep 2025)
    • SMF3 Executive Director (since 20 Sep 2025)
  • Mark Anthony Werner

    IRN MAW00022

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2020)
    • [FCA CF] Client dealing (since 9 Apr 2020)
    • CF1 Director (9 Apr 2020 to 8 Dec 2019)
    • Responsible for Insurance Distribution (9 Apr 2020 to 25 Mar 2025)
    • SMF16 Compliance Oversight (9 Apr 2020 to 25 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Apr 2020 to 25 Mar 2025)
    • SMF3 Executive Director (9 Apr 2020 to 25 Mar 2025)
    • [FCA CF] Significant management (9 Apr 2020 to 10 Apr 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.