John Cooper

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MIT Fiscal Ltd

    FRN 913317

    • Responsible for Insurance Distribution (since 11 Mar 2026)
    • SMF3 Executive Director (since 20 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Sep 2025)
    • SMF16 Compliance Oversight (since 20 Sep 2025)
  • Heritage Financial Limited

    FRN 788285

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsibility for MCD Intermediation (since 28 May 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (5 Apr 2018 to 30 Sep 2018)
    • CF1 Director (5 Apr 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Apr 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • Heritage Health Limited (no longer approved here)

    FRN 789454

    • CF1 Director (1 Feb 2018 to 11 May 2018)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF1 Director (AR) (18 Feb 2010 to 3 Apr 2018)
    • CF30 Customer (18 Feb 2010 to 3 Apr 2018)

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