Brian James Filburn

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Burgess & Lee Limited

    FRN 160493

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 13 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 13 Sep 2021)
  • MIT Fiscal Ltd (no longer approved here)

    FRN 913317

    • SMF3 Executive Director (9 Apr 2020 to 19 Nov 2021)
    • [FCA CF] Client dealing (9 Apr 2020 to 19 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Apr 2020 to 19 Nov 2021)
    • [FCA CF] Significant management (9 Apr 2020 to 10 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

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