Mark Anthony Werner

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MIT Fiscal Ltd

    FRN 913317

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Apr 2020 to 25 Mar 2025)
    • SMF3 Executive Director (9 Apr 2020 to 25 Mar 2025)
    • [FCA CF] Significant management (9 Apr 2020 to 10 Apr 2021)
    • CF1 Director (9 Apr 2020 to 8 Dec 2019)
    • Responsible for Insurance Distribution (9 Apr 2020 to 25 Mar 2025)
    • SMF16 Compliance Oversight (9 Apr 2020 to 25 Mar 2025)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (6 Jan 2018 to 6 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

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