Mirabaud Asset Management Limited

• Principal Place of Business

  Mirabaud

  10 Bressenden Place

  London

  Westminster

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +4402031677000

  Web

  https://www.mirabaud-am.com

• Complaints Contact

  Mirabaud

  10 Bressenden Place

  London

  Westminster

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +4402031677000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kenneth Martyn Nicholson

  IRN KMN01014

  • CF30 Customer (21 Sep 2015 to 20 Sep 2018)
• Kevin Patrick O'Kelly

  IRN KPO01012

  • CF30 Customer (24 Mar 2014 to 31 Dec 2016)
• Kirill Sergeevich Pyshkin

  IRN KXP01232

  • CF30 Customer (3 Feb 2014 to 31 Dec 2017)
• Liisa Marika Steyn

  IRN LMJ01016

  • [FCA CF] Client dealing (19 Aug 2022 to 12 Mar 2025)
  • [FCA CF] Significant management (19 Aug 2022 to 12 Mar 2025)
  • [FCA CF] Material risk taker (19 Aug 2022 to 12 Mar 2025)
  • [FCA CF] Manager of certification employee (19 Aug 2022 to 12 Mar 2025)
• Lionel Marc Aeschlimann

  IRN LMA01032

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2025)
  • SMF1 Chief Executive (9 Dec 2019 to 1 Jan 2025)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2025)
  • CF1 Director (24 Mar 2014 to 8 Dec 2019)
  • CF3 Chief Executive (21 Mar 2014 to 8 Dec 2019)
  • CF2 Non Executive Director (3 Oct 2011 to 24 Mar 2014)
• Luca Manera

  IRN LXM02060

  • CF30 Customer (2 Nov 2017 to 8 Dec 2019)
• Maeve Ann Dunderdale

  IRN MAC01269

  • CF30 Customer (29 Apr 2009 to 11 Nov 2013)
• Marc Emile Pereire

  IRN MXP01337

  • CF1 Director (1 Dec 2001 to 31 Dec 2010)
• Maria Fatima Luis

  IRN FXL01014

  • [FCA CF] Client dealing (since 29 Mar 2021)
  • [FCA CF] Material risk taker (since 29 Mar 2021)
  • CF30 Customer (13 Jun 2013 to 8 Dec 2019)
• Markus John Schofield-Bezer

  IRN MXS05463

  • [FCA CF] Material risk taker (since 9 Dec 2025)

• Kevin O'Kelly (no longer appointed)

  FRN 617013 · Appointed 11 Mar 2014 · Until 31 Dec 2016

• Trenlewis Limited (no longer appointed)

  FRN 610336 · Appointed 15 Nov 2013 · Until 15 Jun 2014

• Anwar Siddiqi (no longer appointed)

  FRN 486466 · Appointed 24 Jul 2008 · Until 31 Dec 2016

• Balwant Nantunhai Patel (no longer appointed)

  FRN 486465 · Appointed 24 Jul 2008 · Until 31 Dec 2016

• Andrew Clark (no longer appointed)

  FRN 223022 · Appointed 21 Feb 2003 · Until 21 May 2004

No changes recorded yet.