Liisa Marika Steyn

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mirabaud Asset Management Limited (no longer approved here)

    FRN 122140

    • [FCA CF] Material risk taker (19 Aug 2022 to 12 Mar 2025)
    • [FCA CF] Client dealing (19 Aug 2022 to 12 Mar 2025)
    • [FCA CF] Manager of certification employee (19 Aug 2022 to 12 Mar 2025)
    • [FCA CF] Significant management (19 Aug 2022 to 12 Mar 2025)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • [FCA CF] Client dealing (1 Jul 2020 to 30 Mar 2022)
    • [FCA CF] Material risk taker (1 Jul 2020 to 16 Sep 2021)
    • CF30 Customer (13 Dec 2018 to 8 Dec 2019)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • CF30 Customer (25 Jan 2016 to 27 Jul 2018)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF30 Customer (1 Nov 2007 to 15 Nov 2011)
    • CF21 Investment Adviser (21 Feb 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.