Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Welrex Ltd

    FRN 829695

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 17. Administrative functions in relation to managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 14 Oct 2024)
    • [FCA CF] Client dealing (since 14 Oct 2024)
  • Mirabaud Asset Management Limited (no longer approved here)

    FRN 122140

    • CF30 Customer (3 Feb 2014 to 31 Dec 2017)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF30 Customer (16 Jul 2009 to 13 Dec 2013)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (24 Aug 2006 to 5 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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