Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Welrex Ltd
FRN 829695
- 14. Managing investments
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 17. Administrative functions in relation to managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Functions requiring qualifications (since 14 Oct 2024)
- [FCA CF] Client dealing (since 14 Oct 2024)
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- CF30 Customer (3 Feb 2014 to 31 Dec 2017)
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- CF30 Customer (16 Jul 2009 to 13 Dec 2013)
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- CF21 Investment Adviser (24 Aug 2006 to 5 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.