Millennium Global Investments Limited

• Principal Place of Business

  15th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +442081641200

  Web

  https://www.milltech.com

• Complaints Contact

  15th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +442081641218

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Owen Terence Brock

  IRN OTB01007

  • CF30 Customer (1 Nov 2007 to 1 Apr 2008)
  • CF26 Customer Trading (25 May 2006 to 31 Oct 2007)
• PETER JOHN RUSSELL

  IRN PJR01241

  • CF30 Customer (16 Sep 2013 to 22 Apr 2016)
• Peter Andrew Lynch

  IRN PAL01108

  • CF30 Customer (19 Dec 2007 to 1 Apr 2008)
• Peter Fegelman

  IRN PXF01198

  • CF30 Customer (8 Jan 2016 to 28 Nov 2016)
• Pierre Lequeux

  IRN PJL01093

  • [FCA CF] Client dealing (1 Sep 2023 to 29 Sep 2025)
  • [FCA CF] Significant management (1 Sep 2023 to 29 Sep 2025)
  • [FCA CF] Material risk taker (1 Sep 2023 to 29 Sep 2025)
  • [FCA CF] Manager of certification employee (1 Sep 2023 to 29 Sep 2025)
• Predrag Cuckovic

  IRN PXC01395

  • CF30 Customer (16 Jun 2008 to 30 Nov 2010)
• Punit Harish Ghumra

  IRN PHG01049

  • CF28 Systems and controls (12 Feb 2016 to 23 Mar 2018)
• Richard Austin Benson

  IRN RAB01286

  • [FCA CF] Manager of certification employee (1 Apr 2022 to 15 Dec 2023)
  • [FCA CF] Client dealing (1 Apr 2021 to 15 Dec 2023)
  • [FCA CF] Material risk taker (1 Apr 2021 to 15 Dec 2023)
  • [FCA CF] Significant management (1 Apr 2021 to 15 Dec 2023)
  • CF30 Customer (16 Jun 2008 to 8 Dec 2019)
• Robert Garwood

  IRN RSG01032

  • CF30 Customer (1 Nov 2007 to 29 Oct 2010)
  • CF21 Investment Adviser (14 Oct 2007 to 31 Oct 2007)
• Sanjeevani Indira Jayasuriya

  IRN SIJ00008

  • CF21 Investment Adviser (1 Jun 2005 to 28 Jul 2006)

• Millennium Global Treasury Services Limited (no longer appointed)

  FRN 843188 · Appointed 31 May 2019 · Until 5 Mar 2020

No changes recorded yet.