Millennium Global Investments Limited

• Principal Place of Business

  15th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +442081641200

  Web

  https://www.milltech.com

• Complaints Contact

  15th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +442081641218

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shashikala Watson

  IRN SXW01604

  • CF30 Customer (28 Mar 2018 to 28 Sep 2018)
  • CF28 Systems and controls (28 Mar 2018 to 28 Sep 2018)
• Simon Lack

  IRN SXL02184

  • [FCA CF] Client dealing (1 Apr 2021 to 9 Jul 2021)
  • CF30 Customer (26 Jun 2017 to 8 Dec 2019)
• Sotirios Chronis

  IRN SXC00522

  • [FCA CF] Material risk taker (since 15 Jan 2026)
  • [FCA CF] Client dealing (since 15 Jan 2026)
  • [FCA CF] Material risk taker (1 Apr 2021 to 29 Sep 2025)
  • [FCA CF] Significant management (1 Apr 2021 to 29 Sep 2025)
  • [FCA CF] Client dealing (1 Apr 2021 to 29 Sep 2025)
  • [FCA CF] Manager of certification employee (1 Apr 2021 to 29 Sep 2025)
• Stephen Brian Rumball

  IRN SBR01006

  • CF2 Non Executive Director (1 Dec 2001 to 27 Dec 2009)
• Stephen Thomas Simmons

  IRN STS01046

  • [FCA CF] Client dealing (1 Apr 2021 to 13 Sep 2024)
  • CF30 Customer (4 Aug 2016 to 8 Dec 2019)
• Struan Wight

  IRN SXW00589

  • [FCA CF] Significant management (1 Apr 2022 to 28 Mar 2024)
  • [FCA CF] Client dealing (1 Apr 2022 to 28 Mar 2024)
• Umberto Alvisi

  IRN UXA01004

  • [FCA CF] Significant management (1 Apr 2021 to 6 Jun 2024)
  • [FCA CF] Client dealing (1 Apr 2021 to 6 Jun 2024)
  • [FCA CF] Manager of certification employee (1 Apr 2021 to 6 Jun 2024)
  • [FCA CF] Material risk taker (1 Apr 2021 to 6 Jun 2024)
  • CF30 Customer (5 Sep 2014 to 8 Dec 2019)
• Wei Mun Yap

  IRN WMY01001

  • CF30 Customer (10 Oct 2008 to 31 Jan 2010)
• Zarko Stefanovski

  IRN ZXS01025

  • CF30 Customer (6 May 2008 to 1 Dec 2011)

• Millennium Global Treasury Services Limited (no longer appointed)

  FRN 843188 · Appointed 31 May 2019 · Until 5 Mar 2020

No changes recorded yet.