Umberto Alvisi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millennium Global Investments Limited (no longer approved here)

    FRN 171039

    • [FCA CF] Client dealing (1 Apr 2021 to 6 Jun 2024)
    • [FCA CF] Manager of certification employee (1 Apr 2021 to 6 Jun 2024)
    • [FCA CF] Material risk taker (1 Apr 2021 to 6 Jun 2024)
    • [FCA CF] Significant management (1 Apr 2021 to 6 Jun 2024)
    • CF30 Customer (5 Sep 2014 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 29 Mar 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.