Stephen Thomas Simmons

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

State Street Bank and Trust Company
FRN 170462
- [FCA CF] Client dealing (since 20 Mar 2025)
Millennium Global Investments Limited (no longer approved here)
FRN 171039
- [FCA CF] Client dealing (1 Apr 2021 to 13 Sep 2024)
- CF30 Customer (4 Aug 2016 to 8 Dec 2019)
J.P. Morgan Investment Management Inc (no longer approved here)
FRN 119267
- CF30 Customer (15 Nov 2011 to 15 Jul 2016)
JPMorgan Asset Management (UK) Limited (no longer approved here)
FRN 119337
- CF30 Customer (15 Nov 2011 to 15 Jul 2016)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (15 Nov 2011 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.