Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 4 Apr 2023)
    • [FCA CF] Client dealing (since 13 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Dec 2022)
    • [FCA CF] Material risk taker (since 13 Dec 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (22 Jan 2020 to 30 Sep 2020)
  • Millennium Global Investments Limited (no longer approved here)

    FRN 171039

    • CF30 Customer (16 Jun 2008 to 30 Nov 2010)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (1 Nov 2007 to 31 May 2008)
    • CF21 Investment Adviser (3 Apr 2003 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.