Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Caxton Associates LLP
FRN 504390
- [FCA CF] Material risk taker (since 11 Jul 2025)
- [FCA CF] Client dealing (since 9 Sep 2024)
-
- [FCA CF] Client dealing (17 Jan 2024 to 6 Jun 2024)
-
- [FCA CF] Manager of certification employee (1 Apr 2022 to 15 Dec 2023)
- [FCA CF] Material risk taker (1 Apr 2021 to 15 Dec 2023)
- [FCA CF] Client dealing (1 Apr 2021 to 15 Dec 2023)
- [FCA CF] Significant management (1 Apr 2021 to 15 Dec 2023)
- CF30 Customer (16 Jun 2008 to 8 Dec 2019)
-
- CF30 Customer (3 Jan 2008 to 28 Feb 2008)
-
- CF30 Customer (3 Jan 2008 to 28 Feb 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.