Milestone FP Ltd

• Principal Place of Business

  Unit D

  Dunston Court

  Dunston Road

  Chesterfield

  Derbyshire

  S41 8NL

  UNITED KINGDOM

  Phone

  +4401246903053

  Web

  https://www.milestonefp.co.uk

• Complaints Contact

  Unit D

  Dunston Court

  Dunston Road

  Chesterfield

  Derbyshire

  S41 8NL

  UNITED KINGDOM

  Phone

  +4401246903053

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Callum Joseph Smith

  IRN CXS01155

  • [FCA CF] Client dealing (since 1 May 2026)
• Craig Croft-Rayner

  IRN CXC12197

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 17 Mar 2025)
  • Responsible for Insurance Distribution (since 16 May 2024)
  • SMF3 Executive Director (since 1 Nov 2023)
  • CF30 Customer (since 27 Aug 2020)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Nov 2023 to 17 Mar 2025)
  • CF30 Customer (5 Mar 2019 to 8 Dec 2019)
• Joanne Heath

  IRN JXH12598

  • [FCA CF] Significant management (9 Dec 2019 to 20 Apr 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Oct 2023)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 20 Apr 2022)
  • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2023)
  • CF1 Director (20 May 2019 to 8 Dec 2019)
• Michael Heath

  IRN MXH01955

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 20 Jun 2024)
  • [FCA CF] Client dealing (since 20 Jun 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF4 Partner (AR) (since 6 Aug 2018)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 20 Apr 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 20 Apr 2022)
  • [PRA CF] Key function holder (9 Dec 2019 to 20 Apr 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2023)
  • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 20 Apr 2022)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 20 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Apr 2022)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2023)
  • CF11 Money Laundering Reporting (12 Dec 2017 to 8 Dec 2019)
  • Responsible for Insurance Mediation (12 Dec 2017 to 30 Sep 2018)
  • CF10 Compliance Oversight (12 Dec 2017 to 8 Dec 2019)
  • CF30 Customer (16 Nov 2017 to 1 Nov 2023)
  • CF1 Director (16 Nov 2017 to 8 Dec 2019)
• Nicholas James Evans

  IRN NJE01066

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Mar 2025)
  • SMF3 Executive Director (since 25 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 16 Nov 2017)
  • SMF16 Compliance Oversight (1 Nov 2023 to 19 Mar 2025)
  • Responsible for Insurance Distribution (1 Nov 2023 to 10 May 2024)
• Peter Simon Blant

  IRN PSB00046

  • SMF3 Executive Director (13 Dec 2023 to 20 Mar 2024)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 May 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 May 2024)
  • CF30 Customer (21 Nov 2017 to 17 May 2024)
• Samantha Rose Halifax

  IRN SXH73434

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF30 Customer (since 3 Jun 2025)
  • Appointed representative dealing with clients for which they require qualification (since 1 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 15 Mar 2023)
  • [FCA CF] Client dealing (since 15 Mar 2023)
• Steve Taylor

  IRN SJT00008

  • CF11 Money Laundering Reporting (16 Nov 2017 to 1 Dec 2017)
  • CF10 Compliance Oversight (16 Nov 2017 to 1 Dec 2017)
  • CF30 Customer (16 Nov 2017 to 1 Dec 2017)
  • Responsible for Insurance Mediation (16 Nov 2017 to 1 Dec 2017)
  • CF1 Director (16 Nov 2017 to 1 Dec 2017)

• Milestone JV LLP

  FRN 750108 · Appointed 22 Nov 2017

No changes recorded yet.