Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Milestone FP Ltd
FRN 779397
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Mar 2025)
- SMF3 Executive Director (since 25 Feb 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (since 16 Nov 2017)
- Responsible for Insurance Distribution (1 Nov 2023 to 10 May 2024)
- SMF16 Compliance Oversight (1 Nov 2023 to 19 Mar 2025)
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Milestone JV LLP
FRN 750108
- (2)Employed By (since 23 Nov 2017)
- (2)Employed By (8 Feb 2017 to 9 Nov 2017)
Recent activity
Updates to this individual's record on the FCA register.
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