Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Milestone FP Ltd
FRN 779397
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF16 Compliance Oversight (since 17 Mar 2025)
- Responsible for Insurance Distribution (since 16 May 2024)
- SMF3 Executive Director (since 1 Nov 2023)
- CF30 Customer (since 27 Aug 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Nov 2023 to 17 Mar 2025)
- CF30 Customer (5 Mar 2019 to 8 Dec 2019)
-
Milestone JV LLP
FRN 750108
- (4)Employed By (since 27 Aug 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.