Michael Heath

• Milestone FP Ltd

  FRN 779397

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 20 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 20 Jun 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF4 Partner (AR) (since 6 Aug 2018)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2023)
  • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 20 Apr 2022)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 20 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2023)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Nov 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 20 Apr 2022)
  • [PRA CF] Key function holder (9 Dec 2019 to 20 Apr 2022)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 20 Apr 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Apr 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2023)
  • Responsible for Insurance Mediation (12 Dec 2017 to 30 Sep 2018)
  • CF10 Compliance Oversight (12 Dec 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (12 Dec 2017 to 8 Dec 2019)
  • CF30 Customer (16 Nov 2017 to 1 Nov 2023)
  • CF1 Director (16 Nov 2017 to 8 Dec 2019)
• Milestone JV LLP

  FRN 750108

  • (1)Employed By (since 23 Nov 2017)
  • (3)Employed By (27 Jun 2016 to 10 Nov 2017)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • CF30 Customer (8 Oct 2009 to 3 Dec 2010)

No changes recorded yet.