Midmar Capital LLP

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FRN: 519772
Date authorised: 1 April 2013
Companies House: SO302073
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Hudson House

8 Albany Street

Edinburgh

Edinburgh, City Of

EH1 3QB

UNITED KINGDOM

Phone

+4401314731006

Web

https://www.midmarcapital.com
Complaints Contact

Hudson House

8 Albany Street

Edinburgh

Edinburgh, City Of

EH1 3QB

UNITED KINGDOM

Phone

+4401314731006

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

John Kevin Gallacher
IRN JKG01034
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF1 Director (AR) (8 Feb 2017 to 9 May 2017)
- CF4 Partner (AR) (10 Mar 2015 to 30 Jul 2015)
- CF10 Compliance Oversight (28 Jul 2010 to 1 May 2012)
- CF11 Money Laundering Reporting (28 Jul 2010 to 1 May 2012)
- CF30 Customer (28 Jul 2010 to 8 Dec 2019)
- CF4 Partner (28 Jul 2010 to 8 Dec 2019)
Jonathan Anthony Richard Masters
IRN JAM01143
- CF1 Director (AR) (17 Feb 2015 to 11 Jan 2019)
- CF30 Customer (27 Sep 2013 to 28 Oct 2014)
Jonathan Edward Fry
IRN JEF00003
- CF1 Director (AR) (8 Jul 2014 to 29 Mar 2018)
- CF30 Customer (12 Jun 2014 to 29 Mar 2018)
Jonathan Paul Quinton Lye
IRN JPL01098
- CF30 Customer (30 Jul 2018 to 1 Aug 2023)
- CF1 Director (AR) (30 Jul 2018 to 1 Aug 2023)
Jonathan Westcott
IRN JXW01309
- CF2 Non Executive Director (AR) (18 May 2015 to 30 Sep 2016)
Joseph Jerry Liow-Yune-Loy
IRN JXL01285
- CF30 Customer (27 Apr 2022 to 31 May 2022)
- CF1 Director (AR) (27 Apr 2022 to 31 May 2022)
Joseph Lawrence White
IRN JLW01161
- CF30 Customer (22 Feb 2016 to 18 Feb 2019)
- CF4 Partner (AR) (22 Feb 2016 to 18 Feb 2019)
Joseph Michael James Ludlow
IRN JML01218
- CF30 Customer (1 Jul 2017 to 31 Dec 2018)
- CF1 Director (AR) (1 Jul 2017 to 31 Dec 2018)
João Manuel Cardoso Da Rocha
IRN JMC01445
- CF30 Customer (1 Feb 2018 to 28 Feb 2019)
- CF1 Director (AR) (1 Feb 2018 to 28 Feb 2019)
Karthik Venkateswaran Srivats
IRN KVS01012
- CF1 Director (AR) (5 Jan 2018 to 28 Feb 2019)
- CF30 Customer (5 Jan 2018 to 28 Feb 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Ann Capital LLP (no longer appointed)
FRN 793350 · Appointed 3 Nov 2017 · Until 23 Aug 2021
Riskbridge Associates Ltd (no longer appointed)
FRN 791737 · Appointed 17 Oct 2017 · Until 1 Apr 2020
VT Partners LLP (no longer appointed)
FRN 789677 · Appointed 25 Sep 2017 · Until 27 Sep 2019
Tara Capital Ltd (no longer appointed)
FRN 593179 · Appointed 19 Apr 2017 · Until 30 Aug 2019
Abrax Capital Management Limited (no longer appointed)
FRN 770275 · Appointed 26 Jan 2017 · Until 28 Apr 2017
Whitefeet Capital Limited (no longer appointed)
FRN 767842 · Appointed 21 Dec 2016 · Until 31 Aug 2017
Spire Ventures LTD (no longer appointed)
FRN 767001 · Appointed 12 Dec 2016 · Until 31 Aug 2017
Olma Capital Management (UK) limited (no longer appointed)
FRN 751726 · Appointed 4 Jul 2016 · Until 31 Jul 2018
D & P Advisors LLP (no longer appointed)
FRN 735610 · Appointed 8 Feb 2016 · Until 1 Nov 2016
Kindred Capital LLP (no longer appointed)
FRN 719394 · Appointed 6 Oct 2015 · Until 3 Oct 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.