Jonathan Paul Quinton Lye

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AUXILIUM FINANCIAL RISK MANAGEMENT LTD.
FRN 982098
- SMF3 Executive Director (since 1 Aug 2023)
- SMF1 Chief Executive (since 1 Aug 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2023)
Midmar Capital LLP (no longer approved here)
FRN 519772
- CF1 Director (AR) (30 Jul 2018 to 1 Aug 2023)
- CF30 Customer (30 Jul 2018 to 1 Aug 2023)
Auxilium Financial Risk Management Ltd (no longer approved here)
FRN 814544
- Employed By (30 Jul 2018 to 1 Aug 2023)
CHATHAM FINANCIAL EUROPE, LTD (no longer approved here)
FRN 197251
- CF30 Customer (25 Apr 2008 to 31 Jul 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.