Joseph Michael James Ludlow

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Midmar Capital LLP (no longer approved here)
FRN 519772
- CF30 Customer (1 Jul 2017 to 31 Dec 2018)
- CF1 Director (AR) (1 Jul 2017 to 31 Dec 2018)
NCM Fund Services Limited (no longer approved here)
FRN 183732
- CF30 Customer (1 Feb 2017 to 30 Jun 2017)
- CF1 Director (AR) (1 Feb 2017 to 30 Jun 2017)
BGV Investment Management Limited (no longer approved here)
FRN 770274
- Employed By (1 Feb 2017 to 31 Dec 2018)
Nesta Investment Management LLP (no longer approved here)
FRN 485167
- CF4 Partner (25 Apr 2012 to 2 Oct 2015)
- CF30 Customer (25 Apr 2012 to 2 Oct 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.