Date authorised
1 April 2013
Companies House
SO302073
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hudson House
    8 Albany Street
    Edinburgh
    Edinburgh, City Of
    EH1 3QB
    UNITED KINGDOM
    Phone
    +4401314731006
  • Complaints Contact

    Hudson House
    8 Albany Street
    Edinburgh
    Edinburgh, City Of
    EH1 3QB
    UNITED KINGDOM
    Phone
    +4401314731006

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alistair Hugh MacDonald

    IRN AHM01102

    • CF4 Partner (28 Jul 2010 to 2 May 2012)
    • CF30 Customer (28 Jul 2010 to 31 Oct 2013)
  • Allen Lloyd Thomas

    IRN ALT01054

    • CF4 Partner (AR) (4 Aug 2014 to 5 Nov 2015)
    • CF30 Customer (14 Jul 2014 to 5 Nov 2015)
  • Amandine Dornton-Duff

    IRN AXD16461

    • CF1 Director (AR) (25 Jun 2019 to 1 Apr 2020)
  • Andre Tegner

    IRN AXT02208

    • CF30 Customer (28 Jun 2022 to 14 Nov 2022)
    • CF1 Director (AR) (28 Jun 2022 to 14 Nov 2022)
    • [FCA CF] Client dealing (20 Apr 2022 to 28 Jun 2022)
  • Andrei Tretyakov

    IRN AXT01811

    • CF30 Customer (19 Jul 2013 to 24 Jul 2014)
  • Andrew Buchanan Gault

    IRN AXG09343

    • CF30 Customer (24 Jan 2019 to 19 Jan 2026)
    • CF1 Director (AR) (24 Jan 2019 to 19 Jan 2026)
  • Andrew Henry Clover

    IRN AHC01073

    • CF1 Director (AR) (14 Oct 2013 to 24 Feb 2014)
    • CF30 Customer (4 Oct 2013 to 24 Feb 2014)
  • Andrew J Scott

    IRN AXS12936

    • CF1 Director (AR) (since 9 Apr 2019)
    • CF30 Customer (since 9 Apr 2019)
  • Andrew James McIver Shannon

    IRN AJS01526

    • CF30 Customer (14 May 2015 to 10 Jun 2016)
    • CF4 Partner (AR) (14 May 2015 to 10 Jun 2016)
  • Andrew Robert Keith

    IRN ARK01025

    • CF4 Partner (AR) (5 Nov 2020 to 30 Dec 2021)
    • CF30 Customer (5 Nov 2020 to 30 Dec 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.