Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (28 Jun 2022 to 14 Nov 2022)
- CF30 Customer (28 Jun 2022 to 14 Nov 2022)
- [FCA CF] Client dealing (20 Apr 2022 to 28 Jun 2022)
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- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 3 May 2023)
- CF8 Apportionment and Oversight (9 Jun 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.