Andrew James McIver Shannon

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Circularity Capital LLP

    FRN 722400

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (10 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (10 Jun 2016 to 8 Dec 2019)
    • CF4 Partner (10 Jun 2016 to 8 Dec 2019)
  • Midmar Capital LLP (no longer approved here)

    FRN 519772

    • CF30 Customer (14 May 2015 to 10 Jun 2016)
    • CF4 Partner (AR) (14 May 2015 to 10 Jun 2016)
  • Circularity Capital LLP (no longer approved here)

    FRN 683290

    • Employed By (24 Apr 2015 to 10 Jun 2016)
  • Foresight Group LLP (no longer approved here)

    FRN 198020

    • CF30 Customer (19 Oct 2011 to 16 Apr 2015)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 10 May 2010)
    • CF21 Investment Adviser (22 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.