M&G Wealth Investments LLP

• Principal Place of Business

  M&G

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +4402081624929

  Web

  https://www.mandg.com/wealth/mps

• Complaints Contact

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +4402081624929

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Peter Galea

  IRN JPG01140

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Apr 2022 to 28 Oct 2022)
• Jason Paul Holt

  IRN JPH01199

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Nov 2024)
• Jeremy Henry Bezant

  IRN JHB01113

  • CF30 Customer (20 Apr 2010 to 1 Dec 2010)
• John Kenny

  IRN JXK01295

  • CF30 Customer (1 Nov 2007 to 29 Jun 2012)
  • CF4 Partner (20 Jan 2004 to 29 Jun 2012)
  • CF3 Chief Executive (20 Jan 2004 to 30 Mar 2012)
  • CF27 Investment Management (20 Jan 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (20 Jan 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (20 Jan 2004 to 30 Jan 2012)
  • CF8 Apportionment and Oversight (20 Jan 2004 to 31 Oct 2007)
  • CF10 Compliance Oversight (20 Jan 2004 to 30 Jan 2012)
• Lisa Worley

  IRN LXW00407

  • [FCA CF] Significant management (since 24 Jun 2024)
• Luke Stephen Parsons

  IRN LXP00282

  • SMF1 Chief Executive (since 27 Mar 2026)
  • SMF27 Partner (since 27 Mar 2026)
  • [FCA CF] Client dealing (since 25 Jun 2024)
• Matthew Robinson

  IRN MXR00644

  • [FCA CF] Manager of certification employee (since 14 Jun 2024)
• Michael Leahy

  IRN MXL02289

  • SMF9 Chair of the Governing Body (since 18 Jul 2023)
  • SMF27 Partner (since 18 Jul 2023)
• Parit Jakhria

  IRN PXJ42365

  • [FCA CF] Material risk taker (1 Nov 2023 to 27 Mar 2024)
• Richard James Boon

  IRN RJB01271

  • CF30 Customer (16 Mar 2009 to 3 Sep 2010)

No changes recorded yet.