Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Apr 2025 to 27 Feb 2026)
- [FCA CF] Client dealing (1 Apr 2025 to 27 Feb 2026)
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- CF30 Customer (20 Apr 2010 to 1 Dec 2010)
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- Employed By (22 Apr 2009 to 30 Jul 2009)
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- CF30 Customer (19 Mar 2009 to 30 Jul 2009)
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- CF30 Customer (1 Nov 2007 to 15 Jan 2009)
- CF21 Investment Adviser (13 Oct 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.