Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George Alexander Oxley

    IRN GXO00117

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 15 Jul 2025)
    • CF1 Director (AR) (since 11 Jul 2025)
    • CF30 Customer (since 11 Jul 2025)
  • George Kingsley John Howell

    IRN GXH00467

    • Appointed representative dealing with clients for which they require qualification (19 May 2025 to 29 Jan 2026)
    • CF30 Customer (9 May 2025 to 29 Jan 2026)
  • Georgia Rose Murdoch

    IRN GXM10088

    • CF30 Customer (10 Jan 2019 to 13 Nov 2019)
  • Gerard Anthony McVeigh

    IRN GXM00670

    • Appointed representative dealing with clients for which they require qualification (16 Sep 2024 to 20 Jan 2025)
    • CF30 Customer (12 Sep 2024 to 20 Jan 2025)
    • CF1 Director (AR) (12 Sep 2024 to 20 Jan 2025)
  • Gerard Thomas Moore

    IRN GTM01013

    • [FCA CF] Manager of certification employee (13 Jul 2020 to 31 Dec 2020)
  • Glen Richard Webb

    IRN GRW00015

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 13 Jan 2021)
    • CF30 Customer (since 13 Jan 2021)
    • [FCA CF] Functions requiring qualifications (28 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (28 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (31 Mar 2014 to 8 Dec 2019)
  • Glynn Jarrett Jones

    IRN GJJ00010

    • CF30 Customer (3 Apr 2020 to 8 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (1 Feb 2020 to 31 May 2022)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
    • [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
  • Gordon Robert Watson

    IRN GXW00388

    • Appointed representative dealing with clients for which they require qualification (5 Dec 2024 to 19 Dec 2025)
    • CF30 Customer (4 Dec 2024 to 19 Dec 2025)
  • Gordon Stanners

    IRN GXS00679

    • [FCA CF] Significant management (since 9 May 2024)
  • Graeme Carmichael

    IRN GXC00219

    • [FCA CF] Manager of certification employee (15 Feb 2021 to 28 Feb 2023)
    • [FCA CF] Significant management (20 Aug 2020 to 30 Jun 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.