Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (3 Apr 2020 to 8 Feb 2023)
- Appointed representative dealing with clients for which they require qualification (1 Feb 2020 to 31 May 2022)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
- [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
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- CF30 Customer (8 May 2012 to 9 Sep 2013)
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- CF30 Customer (22 Nov 2010 to 27 Apr 2012)
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- CF30 Customer (1 Nov 2007 to 8 Sep 2010)
- CF21 Investment Adviser (11 Aug 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Aug 2003)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.