Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 13 Jan 2021)
    • CF30 Customer (since 13 Jan 2021)
    • [FCA CF] Client dealing (28 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (28 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (31 Mar 2014 to 8 Dec 2019)
    • (1)Employed By (since 13 Jan 2021)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (7 Nov 2013 to 31 Mar 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 May 2008 to 11 Nov 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 20 Mar 2008)
    • CF21 Investment Adviser (18 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Oct 2002 to 18 Apr 2005)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (18 Apr 2005 to 26 Sep 2005)
    • CF22 Investment Adviser (Trainee) (15 Oct 2002 to 18 Apr 2005)
  • Birmingham Midshires Financial Services Limited (no longer approved here)

    FRN 169484

    • Employed By (15 Oct 2002 to 20 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.