M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jane Garrick

    IRN JXG01520

    • CF30 Customer (1 Sep 2014 to 6 Feb 2015)
  • Jane Smethurst

    IRN JAL00062

    • CF30 Customer (9 Sep 2013 to 27 Dec 2013)
  • Janet Irene Carey

    IRN JIC01016

    • CF10 Compliance Oversight (29 Jan 2015 to 30 Sep 2018)
  • Janet Lesley Hardy

    IRN JLA00003

    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
  • Jason Bepey

    IRN JXB02193

    • CF30 Customer (9 Sep 2013 to 11 Apr 2014)
  • Jason Cooper

    IRN JXC00120

    • [FCA CF] Client dealing (7 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (7 Jul 2020 to 14 Feb 2021)
  • Jason Lee Gregory

    IRN JLG00004

    • CF30 Customer (3 Nov 2014 to 3 Jul 2015)
  • Jason Paul Holt

    IRN JPH01199

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Nov 2024)
  • Jason Savage

    IRN JXS02251

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 25 Jan 2021)
    • CF30 Customer (since 25 Jan 2021)
    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (12 Aug 2020 to 31 Mar 2021)
    • CF30 Customer (13 Jul 2016 to 8 Dec 2019)
  • Jaspreet Kaur Dhillon

    IRN JKK01016

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 30 Dec 2020)
    • CF30 Customer (since 30 Dec 2020)
    • [FCA CF] Client dealing (28 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (28 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (2 Oct 2018 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.