Jaspreet Kaur Dhillon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 30 Dec 2020)
    • CF30 Customer (since 30 Dec 2020)
    • [FCA CF] Functions requiring qualifications (28 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (28 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (2 Oct 2018 to 8 Dec 2019)
  • Athena Wealth Management Ltd

    FRN 938428

    • (1)Employed By (since 30 Dec 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (4 Mar 2014 to 6 Mar 2016)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (5 Apr 2013 to 24 Nov 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (692)Employed By (5 Apr 2013 to 24 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.