Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2021)
    • [FCA CF] Client dealing (since 7 Mar 2021)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (17 Aug 2017 to 29 Oct 2018)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (17 Aug 2017 to 29 Oct 2018)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (20 Apr 2015 to 6 Mar 2016)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (1 Sep 2014 to 6 Feb 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 10 Dec 2010)
    • CF21 Investment Adviser (13 Apr 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Apr 2003 to 13 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.