M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Fiona Jane Clutterbuck

    IRN FJC01015

    • SMF7 Group Entity Senior Manager (9 Oct 2020 to 25 May 2023)
  • Frances Fawcett

    IRN FXF00091

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 Dec 2024)
    • CF30 Customer (since 3 Dec 2024)
  • Frank Kane

    IRN FXK01297

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Jul 2020)
    • [FCA CF] Client dealing (since 8 Jul 2020)
    • CF30 Customer (18 Apr 2018 to 8 Dec 2019)
  • Fraser Martin

    IRN FXM00197

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 30 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (since 21 Jul 2022)
    • CF30 Customer (since 20 Jul 2022)
  • Frazer MacKenzie

    IRN CFM00009

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF30 Customer (since 15 Feb 2021)
    • CF1 Director (AR) (since 15 Feb 2021)
    • [FCA CF] Manager of certification employee (24 Jul 2020 to 15 Feb 2021)
    • [FCA CF] Client dealing (24 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (24 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (22 Jul 2015 to 8 Dec 2019)
  • Gareth Earl Griffith

    IRN GEG00005

    • CF30 Customer (9 Sep 2013 to 30 May 2014)
  • Gareth Hale

    IRN GXH01512

    • [FCA CF] Client dealing (24 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (24 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (17 Sep 2015 to 8 Dec 2019)
  • Gareth McBride

    IRN GXM00643

    • Appointed representative dealing with clients for which they require qualification (20 May 2024 to 3 Jun 2024)
    • CF1 Director (AR) (18 May 2024 to 3 Jun 2024)
    • CF30 Customer (18 May 2024 to 3 Jun 2024)
  • Gareth Williams

    IRN GXW00277

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 22 Nov 2022)
    • CF30 Customer (since 14 Sep 2022)
  • Gary Bell

    IRN GXB02353

    • CF30 Customer (2 Aug 2018 to 27 Sep 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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