Gareth Hale

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Functions requiring qualifications (24 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (24 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (17 Sep 2015 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (23 Oct 2013 to 18 Nov 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (17 Jul 2012 to 20 Sep 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (14 Nov 2011 to 29 Jun 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (16 Apr 2010 to 3 Sep 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 13 Mar 2010)
    • CF22 Investment Adviser (Trainee) (27 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.