Frazer MacKenzie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 15 Feb 2021)
    • CF30 Customer (since 15 Feb 2021)
    • [FCA CF] Client dealing (24 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (24 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Manager of certification employee (24 Jul 2020 to 15 Feb 2021)
    • CF30 Customer (22 Jul 2015 to 8 Dec 2019)
  • Highlands & Islands Financial Advice LTD

    FRN 940028

    • (2)Employed By (since 15 Feb 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 1 Jul 2011)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF21 Investment Adviser (11 Nov 2002 to 29 May 2003)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 29 May 2003)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 29 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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