M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanne Bayram

    IRN JXB02410

    • [FCA CF] Client dealing (7 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (7 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (11 Jan 2019 to 8 Dec 2019)
  • Joanne Elizabeth Walkden

    IRN JXW00844

    • CF1 Director (AR) (since 17 Apr 2023)
  • Joanne Lindsey Churcher

    IRN JLS00047

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2020)
    • CF1 Director (AR) (since 29 Nov 2019)
    • CF30 Customer (since 4 Jan 2016)
    • [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
  • Joanne Margaret Laffin

    IRN JML01214

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 20 Jan 2021)
    • CF30 Customer (since 20 Jan 2021)
    • [FCA CF] Client dealing (20 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (20 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (9 Jan 2017 to 8 Dec 2019)
  • Joanne O'Brien

    IRN JLO00005

    • CF30 Customer (14 Sep 2015 to 12 May 2017)
  • Joanne Richardson

    IRN JXR00076

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 4 Feb 2021)
    • CF30 Customer (since 4 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (6 Oct 2014 to 8 Dec 2019)
  • Joel Burgess

    IRN JXB03483

    • CF30 Customer (7 Jun 2019 to 14 Nov 2019)
  • John Andrew Cashman

    IRN JAC01286

    • [FCA CF] Client dealing (13 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (13 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (5 Feb 2018 to 8 Dec 2019)
  • John Barron

    IRN JXB00594

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 28 Jul 2020)
  • John Edward Edward Githae

    IRN JEG01111

    • [FCA CF] Client dealing (6 Jan 2022 to 18 Nov 2022)
    • [FCA CF] Functions requiring qualifications (6 Jan 2022 to 18 Nov 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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