Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (21 Jul 2023 to 10 Nov 2023)
    • [FCA CF] Functions requiring qualifications (21 Jul 2023 to 10 Nov 2023)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (21 Jul 2023 to 10 Nov 2023)
    • [FCA CF] Functions requiring qualifications (21 Jul 2023 to 10 Nov 2023)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (16 Dec 2022 to 23 Feb 2023)
    • [FCA CF] Functions requiring qualifications (16 Dec 2022 to 24 Feb 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (6 Jan 2022 to 18 Nov 2022)
    • [FCA CF] Functions requiring qualifications (6 Jan 2022 to 18 Nov 2022)
  • Just Mortgages Direct Limited (no longer approved here)

    FRN 404016

    • (20)Employed By (8 Aug 2021 to 20 Aug 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (8 Aug 2021 to 20 Aug 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (6 Feb 2019 to 31 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (11 Aug 2016 to 1 Jul 2018)
    • CF30 Customer (20 Sep 2013 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (8 Sep 2011 to 29 Jul 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (8 May 2008 to 26 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.