Joanne Margaret Laffin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 20 Jan 2021)
    • CF30 Customer (since 20 Jan 2021)
    • [FCA CF] Functions requiring qualifications (20 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (20 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (9 Jan 2017 to 8 Dec 2019)
  • JOANNE M LAFFIN FINANCIAL PLANNING LTD

    FRN 939167

    • (1)Employed By (since 20 Jan 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (15 Dec 2011 to 18 Dec 2014)

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