M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Stephen Dudley

    IRN JSD00008

    • [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (9 Nov 2015 to 8 Dec 2019)
  • John Thomas Rushbrooke

    IRN JTR00001

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2021)
    • CF1 Director (AR) (since 16 Apr 2021)
    • CF30 Customer (since 16 Apr 2021)
    • [FCA CF] Client dealing (13 Aug 2020 to 31 May 2021)
    • [FCA CF] Functions requiring qualifications (13 Aug 2020 to 31 May 2021)
    • CF30 Customer (21 Sep 2017 to 8 Dec 2019)
  • John Unsworth

    IRN JFU01003

    • [FCA CF] Client dealing (7 Jul 2020 to 31 Dec 2020)
    • [FCA CF] Functions requiring qualifications (7 Jul 2020 to 31 Dec 2020)
    • CF30 Customer (8 Mar 2018 to 8 Dec 2019)
  • John Vernon Sharp

    IRN JVS00004

    • CF30 Customer (9 Sep 2013 to 28 Jul 2014)
  • John Warburton

    IRN JXW01930

    • CF1 Director (2 Aug 2013 to 22 Sep 2017)
  • John-Paul Hamilton

    IRN JPH01142

    • CF30 Customer (9 Dec 2020 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (13 Aug 2020 to 30 Apr 2021)
    • [FCA CF] Client dealing (13 Aug 2020 to 30 Apr 2021)
  • Jonathan Alastair Victor Young

    IRN JAY01018

    • [FCA CF] Functions requiring qualifications (24 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (24 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Jonathan Alistair William Rennocks

    IRN JAR00038

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF30 Customer (since 30 Dec 2020)
    • CF1 Director (AR) (since 30 Dec 2020)
    • [FCA CF] Client dealing (7 Sep 2020 to 14 Feb 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 14 Feb 2021)
    • CF30 Customer (20 May 2014 to 8 Dec 2019)
  • Jonathan Benge

    IRN JHB00030

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
    • CF1 Director (AR) (since 3 Feb 2021)
    • CF30 Customer (since 3 Feb 2021)
    • [FCA CF] Client dealing (2 Jul 2020 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 30 Apr 2021)
    • CF30 Customer (19 Nov 2013 to 8 Dec 2019)
  • Jonathan David Benson

    IRN JXB03724

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 18 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (since 18 Mar 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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