Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Craven Street Financial Planning Limited
FRN 135202
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 11. Pension transfer specialist
- [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
- [FCA CF] Client dealing (since 1 Mar 2024)
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- CF30 Customer (9 Dec 2020 to 30 Apr 2021)
- [FCA CF] Functions requiring qualifications (13 Aug 2020 to 30 Apr 2021)
- [FCA CF] Client dealing (13 Aug 2020 to 30 Apr 2021)
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- CF30 Customer (12 Apr 2016 to 10 Mar 2017)
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- Employed By (12 Apr 2016 to 10 Mar 2017)
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- CF30 Customer (13 Sep 2010 to 2 Mar 2012)
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- CF21 Investment Adviser (22 Apr 2002 to 1 Aug 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.