Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Canning

    IRN MRC01222

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
    • CF1 Director (AR) (since 4 Feb 2021)
    • CF30 Customer (since 4 Feb 2021)
    • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 30 Apr 2021)
    • [FCA CF] Client dealing (27 Jul 2020 to 30 Apr 2021)
    • CF30 Customer (9 May 2018 to 8 Dec 2019)
  • Matthew Colthart

    IRN MXC01224

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 20 Oct 2025)
    • CF1 Director (AR) (since 17 Oct 2025)
    • CF30 Customer (since 17 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (17 Dec 2024 to 24 Jan 2025)
    • CF30 Customer (16 Dec 2024 to 24 Jan 2025)
    • CF1 Director (AR) (16 Dec 2024 to 24 Jan 2025)
  • Matthew Evans

    IRN MXE00084

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
    • CF30 Customer (since 26 Mar 2021)
    • CF1 Director (AR) (since 26 Mar 2021)
    • [FCA CF] Client dealing (7 Aug 2020 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 30 Apr 2021)
  • Matthew George Young

    IRN MXY00127

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 20 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (since 20 Dec 2024)
  • Matthew Ian Howells

    IRN MXH02448

    • SMF7 Group Entity Senior Manager (since 25 Jun 2022)
  • Matthew James Buckey

    IRN MJB00046

    • CF30 Customer (19 Nov 2013 to 2 Mar 2015)
  • Matthew James Cretney

    IRN MJC01548

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF30 Customer (since 20 Jan 2021)
    • CF1 Director (AR) (since 20 Jan 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Matthew James Oates

    IRN MJO01076

    • CF30 Customer (11 Jul 2018 to 8 Dec 2019)
  • Matthew James Robbins

    IRN MJR01253

    • [FCA CF] Client dealing (12 Aug 2021 to 25 Mar 2022)
    • [FCA CF] Functions requiring qualifications (12 Aug 2021 to 25 Mar 2022)
  • Matthew Jonathan Derry

    IRN MXD00564

    • Appointed representative dealing with clients for which they require qualification (22 Nov 2022 to 13 Aug 2024)
    • CF30 Customer (18 Nov 2022 to 17 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.