Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 20 Jan 2021)
    • CF30 Customer (since 20 Jan 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
    • (1)Employed By (since 20 Jan 2021)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (8 Jan 2013 to 9 Sep 2013)
  • Davisons Financial Planning Ltd (no longer approved here)

    FRN 503295

    • Employed By (13 Sep 2010 to 15 Jul 2011)
  • BOB FARRINGTON LIMITED (no longer approved here)

    FRN 501409

    • CF30 Customer (1 Oct 2009 to 31 Mar 2010)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (8 Apr 2009 to 14 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.