Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
- CF1 Director (AR) (since 20 Jan 2021)
- CF30 Customer (since 20 Jan 2021)
- [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
- [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
- CF30 Customer (9 Sep 2013 to 8 Dec 2019)
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Estuary Financial Planning Ltd
FRN 938460
- (1)Employed By (since 20 Jan 2021)
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- CF30 Customer (8 Jan 2013 to 9 Sep 2013)
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- Employed By (13 Sep 2010 to 15 Jul 2011)
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- CF30 Customer (1 Oct 2009 to 31 Mar 2010)
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- CF30 Customer (8 Apr 2009 to 14 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.