Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
    • CF1 Director (AR) (since 4 Feb 2021)
    • CF30 Customer (since 4 Feb 2021)
    • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 30 Apr 2021)
    • [FCA CF] Client dealing (27 Jul 2020 to 30 Apr 2021)
    • CF30 Customer (9 May 2018 to 8 Dec 2019)
    • (1)Employed By (since 4 Feb 2021)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (26 Oct 2015 to 30 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.