Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maria Pia Cinardo

    IRN MPC01122

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF30 Customer (since 3 Feb 2021)
    • CF1 Director (AR) (since 3 Feb 2021)
    • [FCA CF] Client dealing (7 Sep 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 31 Mar 2021)
    • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
  • Maria Romina Zecca

    IRN MRZ01003

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 20 Jan 2021)
    • CF30 Customer (since 20 Jan 2021)
    • [FCA CF] Functions requiring qualifications (30 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (30 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Marilyn Maraj

    IRN MXM00214

    • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
  • Marina Maltby

    IRN MXM00215

    • CF30 Customer (11 Mar 2015 to 16 Feb 2016)
  • Marion Glendinning

    IRN MXA00053

    • CF30 Customer (9 Sep 2013 to 1 Jan 2016)
  • Mark Anthony Keryell

    IRN MAK01109

    • CF30 Customer (24 Jun 2016 to 1 Aug 2019)
  • Mark Arthur Clayton

    IRN MXC00020

    • CF30 Customer (11 Nov 2014 to 6 Oct 2019)
  • Mark Eastlake

    IRN MBE01013

    • CF30 Customer (9 Sep 2013 to 4 Jun 2014)
  • Mark Edward Alexander Underwood

    IRN MXU00109

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
    • CF30 Customer (since 10 Nov 2025)
    • CF1 Director (AR) (since 10 Nov 2025)
  • Mark Francis Citrone

    IRN MFC00013

    • [FCA CF] Functions requiring qualifications (30 Jul 2020 to 18 Dec 2020)
    • [FCA CF] Client dealing (30 Jul 2020 to 18 Dec 2020)
    • CF30 Customer (9 Jun 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.