M&G ADVICE PARTNERS LIMITED

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/wealth/advice

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Caroline Martin

  IRN CXR12726

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
  • CF1 Director (AR) (since 4 Feb 2021)
  • CF30 Customer (since 4 Feb 2021)
  • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 31 Mar 2021)
  • [FCA CF] Client dealing (2 Jul 2020 to 31 Mar 2021)
  • CF30 Customer (19 Mar 2019 to 8 Dec 2019)
• Caroline Mary Connellan

  IRN CMC01199

  • SMF7 Group Entity Senior Manager (11 Aug 2023 to 24 Oct 2024)
• Caroline Melissa Jane Schofield

  IRN CMP00024

  • [FCA CF] Functions requiring qualifications (8 Jul 2020 to 14 Feb 2021)
  • [FCA CF] Manager of certification employee (8 Jul 2020 to 14 Feb 2021)
• Carrie Elizabeth Garrett

  IRN CEG01059

  • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 14 Feb 2021)
  • [FCA CF] Client dealing (12 Aug 2020 to 14 Feb 2021)
  • CF30 Customer (24 Jul 2018 to 8 Dec 2019)
• Catherine Marie Fleuty

  IRN CMF01094

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2020)
  • CF11 Money Laundering Reporting (18 Sep 2018 to 8 Dec 2019)
• Cathryn Bradley

  IRN CXB01079

  • [FCA CF] Significant management (16 Jun 2025 to 28 Nov 2025)
• Charles Edward Robin Kimmins

  IRN CXK00306

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 31 Jan 2025)
  • Appointed representative dealing with clients for which they require qualification (since 31 Jan 2025)
• Charles Ryan Wallace

  IRN CRW01129

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
  • CF1 Director (AR) (since 2 Jul 2020)
  • CF30 Customer (since 2 Jul 2020)
  • CF30 Customer (12 Jun 2017 to 8 Dec 2019)
• Charlotte Burns

  IRN CXB00876

  • Appointed representative dealing with clients for which they require qualification (12 Dec 2023 to 14 Apr 2025)
  • CF30 Customer (9 Dec 2023 to 14 Apr 2025)
• Charmaine Howes

  IRN CXH15238

  • [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
  • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
  • CF30 Customer (22 May 2019 to 8 Dec 2019)

• William McElhone (no longer appointed)

  FRN 1020936 · Appointed 8 Nov 2024 · Until 9 Jan 2026

• Philip Hay (no longer appointed)

  FRN 1019823 · Appointed 21 Oct 2024 · Until 11 Nov 2024

• Marc Baldrey (no longer appointed)

  FRN 1019652 · Appointed 14 Oct 2024 · Until 3 Sep 2025

• Life Providence Wealth Ltd (no longer appointed)

  FRN 1019542 · Appointed 10 Oct 2024 · Until 30 Jun 2025

• KSM WEALTH MANAGEMENT LTD (no longer appointed)

  FRN 1017794 · Appointed 24 Sep 2024 · Until 10 Mar 2026

• Jack Harris (no longer appointed)

  FRN 1019001 · Appointed 13 Sep 2024 · Until 18 Sep 2025

• Tommy Hong (no longer appointed)

  FRN 1019071 · Appointed 13 Sep 2024 · Until 26 Nov 2024

• Michael Stockley (no longer appointed)

  FRN 1018813 · Appointed 13 Sep 2024 · Until 17 Sep 2025

• Victor Lopez Perez (no longer appointed)

  FRN 1019218 · Appointed 13 Sep 2024 · Until 24 Nov 2025

• Thomas Willingham (no longer appointed)

  FRN 1017921 · Appointed 12 Sep 2024 · Until 17 Sep 2025

No changes recorded yet.