M&G ADVICE PARTNERS LIMITED

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/wealth/advice

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abigail Forster Taylor

  IRN AFT01031

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 18 Oct 2022)
  • CF1 Director (AR) (since 7 Oct 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
  • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2022)
  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Feb 2021)
  • [FCA CF] Client dealing (1 Jul 2020 to 14 Feb 2021)
  • CF30 Customer (8 Oct 2018 to 8 Dec 2019)
• Abigail Laura Jarratt

  IRN AXJ00527

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF1 Director (AR) (since 10 Oct 2025)
  • Appointed representative dealing with clients for which they require qualification (since 9 Sep 2024)
  • CF30 Customer (since 6 Sep 2024)
• Abigail Valentina Pearman

  IRN AVP01011

  • CF30 Customer (11 Sep 2017 to 16 Aug 2018)
• Adam Charles Henry Bainbridge

  IRN ACB01261

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 1 Jan 2021)
  • CF1 Director (AR) (since 11 Dec 2020)
  • CF30 Customer (since 11 Dec 2020)
  • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 14 Feb 2021)
  • [FCA CF] Client dealing (7 Sep 2020 to 14 Feb 2021)
  • CF30 Customer (9 Jan 2015 to 8 Dec 2019)
• Adam John Gibson

  IRN AXG12902

  • CF30 Customer (27 Mar 2019 to 8 Dec 2019)
• Adam Michael Ruane

  IRN AMR01118

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 14 Jan 2025)
  • CF30 Customer (since 8 Jan 2025)
  • CF30 Customer (9 Sep 2013 to 8 Nov 2019)
• Adnan Anil Isin

  IRN AXI00164

  • CF1 Director (AR) (22 May 2024 to 2 Jan 2025)
  • Appointed representative dealing with clients for which they require qualification (22 May 2024 to 2 Jan 2025)
  • CF30 Customer (22 May 2024 to 2 Jan 2025)
• Adrian John Cooper

  IRN AJC00105

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
  • CF1 Director (AR) (since 17 Jun 2020)
  • CF30 Customer (since 17 Jun 2020)
  • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 14 Feb 2021)
  • [FCA CF] Client dealing (27 Jul 2020 to 14 Feb 2021)
  • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
• Adrian Mark Critchlow

  IRN AMC01126

  • CF30 Customer (10 Feb 2016 to 29 Aug 2016)
• Adrian Tomaino

  IRN AXT00016

  • CF30 Customer (11 Jan 2016 to 11 Jan 2016)

• William McElhone (no longer appointed)

  FRN 1020936 · Appointed 8 Nov 2024 · Until 9 Jan 2026

• Philip Hay (no longer appointed)

  FRN 1019823 · Appointed 21 Oct 2024 · Until 11 Nov 2024

• Marc Baldrey (no longer appointed)

  FRN 1019652 · Appointed 14 Oct 2024 · Until 3 Sep 2025

• Life Providence Wealth Ltd (no longer appointed)

  FRN 1019542 · Appointed 10 Oct 2024 · Until 30 Jun 2025

• KSM WEALTH MANAGEMENT LTD (no longer appointed)

  FRN 1017794 · Appointed 24 Sep 2024 · Until 10 Mar 2026

• Jack Harris (no longer appointed)

  FRN 1019001 · Appointed 13 Sep 2024 · Until 18 Sep 2025

• Tommy Hong (no longer appointed)

  FRN 1019071 · Appointed 13 Sep 2024 · Until 26 Nov 2024

• Michael Stockley (no longer appointed)

  FRN 1018813 · Appointed 13 Sep 2024 · Until 17 Sep 2025

• Victor Lopez Perez (no longer appointed)

  FRN 1019218 · Appointed 13 Sep 2024 · Until 24 Nov 2025

• Thomas Willingham (no longer appointed)

  FRN 1017921 · Appointed 12 Sep 2024 · Until 17 Sep 2025

No changes recorded yet.