Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 18 Oct 2022)
    • CF1 Director (AR) (since 7 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2022)
    • [FCA CF] Client dealing (1 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (8 Oct 2018 to 8 Dec 2019)
    • (1)Employed By (since 7 Oct 2022)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Functions requiring qualifications (25 Mar 2021 to 31 May 2022)
    • [FCA CF] Client dealing (25 Mar 2021 to 31 May 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (12 Nov 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AFT Wealth Management Ltd

  2. controlled function added: (1)Employed By at AFT Wealth Management Ltd