Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 18 Oct 2022)
- CF1 Director (AR) (since 7 Oct 2022)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
- Appointed representative dealing with clients for which they require qualification (since 1 Apr 2022)
- [FCA CF] Client dealing (1 Jul 2020 to 14 Feb 2021)
- [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Feb 2021)
- CF30 Customer (8 Oct 2018 to 8 Dec 2019)
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AFT Wealth Management Ltd
FRN 972414
- (1)Employed By (since 7 Oct 2022)
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- [FCA CF] Functions requiring qualifications (25 Mar 2021 to 31 May 2022)
- [FCA CF] Client dealing (25 Mar 2021 to 31 May 2022)
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- CF30 Customer (12 Nov 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at AFT Wealth Management Ltd
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controlled function added: (1)Employed By at AFT Wealth Management Ltd